PegCap is authorised and regulated by the FCA to provide advice and arrange transactions for Professional clients and Eligible Counterparties. PegCap cannot hold or control client money and it does not take market positions for its own account.
Within the scope of its regulatory permissions PegCap is able to advise and arrange transactions in a number of investment activities including: Options, Futures, Swaps, CFD’s, Forex, Securities, Credit Derivatives, Debentures, Money-market instruments, Warrants and Government Securities.
In addition, under Article 31 of the Markets in Financial Instruments Directive (MiFID), PegCap is licensed to provide its services in: Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Gibraltar, Greece, Holland, Hungary, Iceland, Ireland, Italy, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain and Sweden.
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